- 2a. Disclosing financial interests related to research
- 2b. Working with animals
- 2c. Working with human subjects in research
- 2d. Complying with export control regulations
- 2e. Working with biological materials / organisms
- 2f. Working with chemicals
- 2g. Working with radioactive materials / radiation producing machines
- 2h. Disposing of chemical, radioactive & biohazardous waste
- 2i. Serving on committees
- 2j. Working with Drug Enforcement Administration (DEA) materials
- Whom do I contact for questions related to the use of controlled substances?
- How do I know if I need to register and/or obtain approval to work with controlled substance?
- How do I get started if my research requires registration? What are the recommended steps?
- What are the training obligations? Are educational resources available?
- What should I expect after I submit?
- What are my responsibilities related to compliance?
- Will I be monitored after my approval?
- How do I close a research study that uses controlled substances?
- Relevant policies, procedures, ethical statements, etc.
The Environmental Health & Safety Office (EHS) has a lot of information regarding controlled substances (see contact information below). Faculty and research staff can also contact the IBPE or DEA field offices in Des Moines.
Phone: 319-335-8501 Main office
Iowa Board of Pharmacy Examiners (IBPE)
The DEA Field Office
Des Moines Phone: 515-284-4709
Cedar Rapids Phone: 319-393-6085
Faculty researchers who intend to use controlled substances in their research activities must obtain a "Researcher" registration from both the DEA and IBPE prior to the purchase and/or possession of controlled substances.
- Submit an application form to the IBPE.
- After approval by the IBPE, submit a registration application to the DEA.
Guidance on this process is available in the Laboratory Guidelines for Managing Controlled Substances in Research.
Anyone working on a project that involves controlled substances must understand the safe and secure storage, handling, dispensation, recordkeeping, and proper disposal of controlled substances to eliminate the potential for diversion of controlled substances. To become informed about the requirements, read and review the Laboratory Guidelines for Managing Controlled Substances in Research.
After the application is approved by the IBPE, a faculty researcher must install a locker or cabinet where the controlled substances can be securely stored. Expect site visits by IBPE/DEA personnel to evaluate the secured locker and storage area. Additionally, the faculty researcher will be required to undergo a DEA background check and provide additional information, as requested.
You, as the faculty researcher (registrant), are ultimately responsible for the safe handling, use, control, security, disposal, and recordkeeping of the controlled substances procured under your registration. This includes the prohibition of distributing drugs to anyone is not covered under your IBPE/DEA registration, including colleagues on or off campus. The DEA must pre-approve any transfer/distribution of a controlled substance to a registered individual.
Yes, both the DEA and IBPE have the authority to oversee and inspect facilities before and after the registration is approved. The Office of Animal Resources (OAR) monitor will also review the use of controlled substances during OAR audits. Controlled substances should be listed in each laboratory’s chemical inventory; include the expiration dates to help manage and properly dispose of drugs prior to their expiration.
After the completion of research study involving controlled substances, the faculty researcher must surrender unused controlled substances for proper disposal through the Environmental Health and Safety Office. DEA has surrender forms that are to be used for this purpose. All records must be maintained by the faculty researcher at least for two years after the final disposal of each controlled substance acquired under that license/registration for inspection by the DEA or IBPE. The CSG provides information regarding the disposal of unused substances.
- Controlled substances must be used only in research locations and conditions as described in the faculty researcher’s DEA and IBPE registration(s).
- The faculty researcher is solely responsible for managing controlled substances in his/her possession by:
(a) keeping the registration current,
(b) purchasing controlled substances that are required for the completion of a research objective,
(c) proper storage and security,
(d) proper dispensing and disposal,
(e) maintaining complete and current dispensation and disposal records,
(f) maintaining a current inventory with expiration dates and conducting self-audits that ensure no expired controlled substances remain in the licensed researcher’s inventory,
(g) retaining all required documentation.